Downtime Procedures: Running Care When the Systems Go Down

Sooner or later, the computers will not work. It might be a storm that knocks out the internet, a failed server, a vendor outage or a ransomware attack. The question is not whether care continues, because it must, but whether staff know how.

Downtime procedures are the bridge between a technology failure and a safety event. They are also part of what HIPAA calls contingency planning, which includes an emergency mode operation plan so critical processes can continue while protecting ePHI. For long-term care, they fit naturally within the emergency preparedness planning that CMS requires.

Identify What You Cannot Do Without

Start with a conversation among the administrator, director of nursing, pharmacy contacts, business office and IT. For each system, ask what care or operation stops without it, and how long you can manage manually.

Typical items to consider:

Medication administration records and orders

Resident census, room assignments and diets

Allergy and code status information

Care plans and assessments

Physician orders and lab results

Admissions, discharges and transfers

Billing, payroll and timekeeping

Phones, nurse call and door access

Then rank them by urgency. Medication and allergy information come first.

Prepare Offline Information

Paper procedures only work if the paper is current.

Printed downtime reports, generated on a schedule such as every shift or every day. Many EMRs can produce census, medication, allergy and care-plan reports for this purpose. Ask your vendor what is available.

Offline copies on secured local devices, if your system supports a read-only downtime viewer.

Blank forms, such as medication administration sheets, vital sign logs, incident reports, telephone orders and admission paperwork, stored in clearly labeled downtime binders or boxes at every nursing station.

Contact lists: physician, pharmacy, family, vendor, IT and emergency contacts, printed and updated regularly.

Protect the printed material. Downtime reports contain PHI, so they must be stored securely and shredded when no longer needed.

Define Roles and Communication

Decide in advance:

Who declares downtime, and who tells staff? Usually the administrator or designee, working with IT.

Who communicates to each shift, and how? Phones may be down too, so plan for overhead paging, runners or radios.

Who tracks what was handled on paper so it can be entered later?

Who updates families, physicians and surveyors if the outage is lengthy?

Write It as a Short, Usable Guide

A 60-page policy will not be opened at 3 a.m. Create a short quick-start for each role:

How to recognize and report downtime

Where the paper forms and printed reports are

Which steps to follow for medication passes

How to document and mark entries

Who to call, with numbers

How to catch up after recovery

Place it on the front of the downtime binder.

Plan the Recovery Too

Bringing systems back is its own task.

Designate staff to enter paper records into the system, with a second person verifying critical information such as medications

Check the order in which systems are restored, with clinical systems first

Reconcile discrepancies, such as orders written on paper that were not entered

Mark the time the downtime began and ended in the record

Hold a brief review afterward: what worked, what did not, what needs to change

Practice

Until you rehearse, you do not really have a plan. Options:

Tabletop exercise: gather leaders for an hour and walk through a scenario, such as a ransomware attack on a Friday evening. Ask what happens at each stage.

Unit drills: run a short planned downtime on one unit, with paper forms, during a quiet period and with clinical leadership approval.

New hire orientation: show new staff where the binder is and how to use it.

Document each exercise. Findings often reveal outdated forms, missing contact numbers and printers that do not work without the network.

Common Gaps

Printed reports that are weeks or months old

Forms that no one has seen since the last survey

Downtime binders locked in an office the night shift cannot open

Phone systems that fail along with the network

No plan for who enters data afterward

No battery backup to keep the printer needed for downtime reports running

Support From UnityCare IT

UnityCare IT works with administrators and clinical leaders to build downtime plans, coordinate EMR downtime reporting with vendors and run tabletop exercises. If your binder has not been touched in a year, a review is a good place to start.

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