Downtime Procedures: Keeping Care Going When Systems Fail

Technology failures are not a matter of if but when. A storm knocks out power, a fiber line is cut, an EHR vendor has an outage or ransomware locks a server. When screens go dark, the quality of care depends on whether staff know what to do next. Facilities that practice downtime procedures keep medications on schedule and records accurate. Those that do not often improvise under stress.

CMS emergency preparedness requirements for long-term care facilities already expect planning for emergencies, including communication and continuity of operations. A downtime plan for information systems fits naturally within that work, and HIPAA's contingency plan standard requires an emergency mode operation plan to protect ePHI during emergencies.

What a Downtime Plan Covers

A good plan answers four questions for each critical system:

How will we know the system is down, and who declares downtime?

What do we do in the meantime?

Who is responsible for each task?

How do we enter or reconcile information afterward?

Step 1: Identify Critical Systems

List the systems whose loss would affect care or safety:

Electronic health record and electronic medication administration record

Nurse call and resident monitoring systems

Phone systems and overhead paging

Pharmacy ordering and delivery communications

Door access control and security cameras

Time clock and scheduling

Admissions, billing and email

Internet connectivity itself

Rank them by how quickly an outage affects resident safety, not by how inconvenient it is.

Step 2: Prepare Downtime Kits

Paper-based forms are the heart of downtime readiness. Keep a labeled kit at each nursing station and in the administrator's office, containing:

Blank medication administration records and treatment records

Care plan and Kardex forms

Admission, transfer and incident report forms

Physician order forms and telephone order sheets

Resident census, room lists and allergy lists

Emergency contact lists for staff, families, vendors and IT

Instructions for each major task, written in clear steps

Check kits quarterly for missing forms and outdated information.

Step 3: Keep Current Information Available

A blank form is not enough if staff cannot see what medications each resident takes. Ask your EHR vendor about downtime reports: printed or locally stored read-only snapshots of medication lists, orders, care plans and allergies. Schedule regular printouts or exports, such as at the start of each shift or daily, stored securely in a locked location. Remember that printed PHI must be protected and shredded when no longer needed.

Step 4: Define Roles and Communication

Decide in advance:

Who can declare a downtime and who is notified

How staff are told, such as overhead page, runners or a phone tree, in case email is down

Who contacts IT and vendors, and with what numbers saved outside the affected systems

Who updates families and the corporate office

Who documents the timeline of the outage

Designate a downtime coordinator on each shift.

Step 5: Plan Power and Connectivity

Many downtime events begin with power or network failure. Review:

Battery backup for network switches, firewalls and critical servers, so devices shut down cleanly and stay up through short outages

Generator coverage for the server and network closets, not just life safety circuits

A backup internet connection or cellular failover, and how phones behave without data

Charged mobile devices and battery packs

Step 6: Plan the Recovery

When systems return, there is a backlog. Plan how paper entries will be entered into the EHR, who verifies them, and how to prevent duplicate or missed medication documentation. Compare paper records against the system and fix discrepancies. Document the incident, response times and lessons learned.

Step 7: Train and Practice

A plan sitting in a binder helps little. Include downtime procedures in orientation, and run drills at least once a year, perhaps during a planned maintenance window. Ask staff to complete a medication pass using the paper process and note where it breaks down. Use drills to find missing forms, unclear instructions or unrealistic assumptions.

Questions to Ask Your Vendors

What is your uptime history and your downtime support process?

Does the EHR have an offline mode or a read-only viewer?

How can we get a backup copy of our data, and how quickly?

What do you expect us to do while your system is unavailable?

Make It Real

Start small: choose one system, such as the EHR, and write a one-page downtime procedure with a printed kit. Then expand to others. UnityCare IT helps care organizations design downtime plans, test backups and failover and coordinate with EHR vendors. If you would like a facilitated drill or a review of your readiness, we are happy to help.

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